Compliance Officer

Apex Group

Auckland
Permanent
Full-time

2 months ago

Do you have Compliance experience, and are you seeking a new job in New Zealand? Apex Group is looking for a Compliance Officer in Auckland.As a Compliance Officer, you will coordinate and report on incidents, breaches, and complaints. You will help develop and implement solutions with the business to improve our clients' service quality. You'll also provide compliance reporting to clients and coordinate internal audits and AML reporting.In your first few weeks in this Compliance Officer role, you can expect to:

Be a trusted adviser and support the company's Asia Pacific Region Compliance function covering countries such as New Zealand, Australia and others, as appropriate
Day-to-day compliance reporting, including internal monthly and weekly compliance reporting, regulatory filings, and other projects
Advise on compliance issues relating to AML, KYC, FATCA, CRS etc and other compliance-related requirements, AML due diligence, PEP and sanction checks on client and investor files concerning regulatory requirements in New Zealand
Work with Compliance leadership locally and the APAC Compliance team on suspicious activity, reporting to regulatory authorities and other matters as appropriate.

To apply for this Compliance Officer role, you will need the ability to organise your workload, manage time, prioritise tasks and meet tight deadlines as circumstances may require. You will also require excellent attention to detail and previous experience within the financial markets industry. In addition, knowledge of other jurisdictions within the Asia Pacific region will be an added benefit.Don't hesitate to get in touch with our friendly and welcoming team today to apply and register your interest in this full-time Compliance Officer position.About our CompanyApex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With 85 offices in 42 countries worldwide and over 10,000 employees. Apex delivers an extensive range of services to asset managers, capital markets, private clients and family offices. The Group has continually improved and evolved its capabilities to offer a single-source solution through establishing the broadest range of services in the industry; including fund services, digital onboarding and bank accounts, depositary, custody and super ManCo services, business services including HR and Payroll and a pioneering ESG Ratings and Advisory service for private companies.Apex Group includes FundRock, LRI and European Depositary Bank.Additional information:We are an equal opportunity employer and ensure that no applicant is subject to less favourable treatment on the grounds of gender, gender identity, marital status, race, colour, nationality, ethnicity, age, sexual orientation. Any hiring decision are made on the basis of skills, qualifications and experiences.We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society and the planet.If you are looking to take that next step in your career and are ready to work for a high performing organisation, alongside talented people who take pride in delivering great results, please submit your application and we look forward to hearing from you.Personal data provided by job applicant(s) will be used for recruitment purposes only and will be treated strictly confidential. Such personal data can be accessed by different Apex stakeholders within and out of New Zealand for the consideration of the job application hereunder. Application made by the job applicant(s) constitutes the irrevocable consent of the job applicant for her/his personal data to be used by Apex stakeholders within or outside New Zealand for the purpose of this recruitment.

Apex Group

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